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Investment Management

We actively manage most types of qualified investment accounts like IRAs (Traditional, Roth, Inherited) and Solo 401Ks, as well as taxable accounts like Individual, Joint, and Trust accounts.

Through our partnership with Schwab, we can also actively manage Health Savings Accounts (HSAs) which can be an excellent complement to conventional savings and retirement strategies.

Analyzing Data

401K Advisory

Through this unique offering, we help investors who would like a more active approach to manage their 401K investments.  Currently, large plans administrators like Fidelity and Vanguard provide basic advisory services that, quite frankly, do not do justice to the investor’s needs. 

We study all the available options available to the investor and design allocation models for specific risk profiles.  We then monitor these allocations and recommend changes as needed so that our investors are always well positioned to take advantage future opportunities.

A testament to our high-quality work in this area is found in our appointment as a sub-advisor to the Houston Independent School District (HISD) SFR Program. 

Partner Connections

Bailes, Bates & Associates (Certified Public Accountants) are our partners for tax planning, financial planning, and other related services.  We work closely with them so our clients can benefit through an integrated approach for financial planning and investment management.  

Legal Handshake


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